We Know Litigation Risk

 
 

The Legis team came together in 2019, having been involved in the market for law and finance since its inception in 2007.  Since then we have seen material market developments, legitimisation of the business model, the entrance of a number of funds, and increasing involvement of the insurance industry.

Our executives are litigation funding entrepreneurs, from leading law firms and the world of finance.  We understand litigation risk, we understand finance, we understand companies, and we understand law firms.

Thomas Jones is a seasoned lawyer whose practice has spanned 4 continents and over 25 countries. Tom is a derivatives, capital markets and structured finance specialist whose work has focused on developing innovative financing structures and solutions to cover a broad range of asset classes. He has advised numerous clients on litigation involving financial transactions and valuation disputes. He spent more than 15 years as a partner at Allen & Overy building successful practices in both London and Hong Kong. As a derivatives and structured finance specialist, Tom has advised clients around the world in how to take, manage and mitigate risk.

Tom has a BA (Honors) from The Ohio State University, a JD (Honors) from the University of Texas Law School, and a MA from Kings College, London.

Publications

Breaking the chains (Litigation Funding, Feb 2020)Make it stand out

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Thomas Jones

Simon is an experienced financier and CFO of public companies, having worked internationally on complex equity, debt and M&A mandates. He has experience across a wide variety of sectors, both operationally and financially including fine art & auctioneering, luxury retailing, government contracting, property, mining, technology, accounting services, mining, fund management, stockbroking – and litigation finance.

His experience in litigation finance dates back to 2007 when he led the IPO of Juridica Investments Limited – the first major UK listed litigation financing company – and thereafter acted as the CFO of its fund manager in the US. Since then he has acted as a director of a corporate finance boutique (Stafford Corporate Consulting) and CFO of a listed financier of art dealers (Scholium Group plc).

Simon completed the CFA Program in 2005 and has an honours degree majoring in pure mathematics and philosophy from the University of Cape Town (2001).

A portrait of Simon Southwood

Simon Southwood

Thomas has over 30 years’ experience in senior-level legal and finance positions in law firms and in private and publicly held businesses in the manufacturing, distribution, insurance, hospitality, and financial services sectors. Thomas’s  experience is focused on  public and private corporate finance, corporate M&A and commercial financing transactions. Thomas was a partner with a nationally-recognized law firm, Senior Financial Officer of a NYSE-traded company, General Counsel of a large, privately-held industrial conglomerate, and  Registered Principal and Senior Compliance Officer for NASD registered broker-dealers. 

Tom has degrees from The University of Georgia (BA and JD with high honors, Order of the Coif).

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Thomas Stoughton

Louise is an experienced legal finance professional with over fifteen years’ litigation and litigation finance experience. She assisted in the development of the litigation funding arm of Orchard Global Asset Management LLP, and then went on to help co-found Bench Walk Advisors in 2017. She is able to bring her broad market knowledge to bear when advising law firms on the best financing and risk mitigation solution for their specific needs.

Louise obtained her law degree from Leeds University in 2004.

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Louise Trayhurn

 

Advisers

 

Neil Mitchell

Underwriting Advisor

 

Neil is a seasoned litigator who was a senior litigation partner at Winston & Strawn LLP. Neil was also President of Fulbrook Capital Management, a New York-based commercial claim investment adviser, where he reviewed and led underwriting on scores of large commercial cases. As a premier trial lawyer, Neil litigated major disputes in numerous state and federal courts and before many different arbitral tribunals where he concentrated on international commercial and investor-state arbitrations. Over his career he has acquired broad experience and in-depth knowledge of litigation economics and risk evaluation, particularly in the arena of international and cross-border business and financial disputes.

Neil has degrees from Yale University (BA) and the University of California School of Law in Berkeley (JD).

 

Bill Brennan

Strategic Adviser

 

Bill has consulted to more than five hundred law firms and has over twenty-five years of experience in the legal profession. He served as Director of Administration and Chief Financial Officer for two AMLaw 200 law firms for a total of nine years. He began his career at Price Waterhouse as an accountant and consultant and spent over a decade as a principal of the law firm consultancy, Altman Weil, Inc.

Bill is a Certified Valuation Analyst (CVA) with the National Association of Certified Valuators and Analysts. He achieved the designation of Certified Public Accountant (CPA) and Certified Management Accountant (CMA) and is a former member of the American Institute of Certified Public Accountants.

 

Steven J. Stein

Senior Advisor

 

Steve has engaged in law practice for 55 years, as associate, partner, counsel and international consultant to major law firms in New York and Switzerland. He was a founding partner of the Proskauer London office in his nearly 25 years at the firm practicing litigation and arbitration law in New York, Geneva, Paris and London. He has also served as international counsel at the Geneva firm, Budin & Partners, and a member of the corporate department of Dentons New York office. At Dentons, Steve has also developed and administered conventional funding relationships for clients to finance arbitration and federal and state litigation. In the course of his career he has prepared and tried cases and conducted appeals for major banks, industrial and other financial services clients. At Dentons he served as outside general counsel for media and telecommunication businesses for whom he headed teams of Dentons lawyers within its global network in matters including M&A transactions, corporate governance, domestic and foreign arbitration and litigation and employment.

Steve has degrees from Cornell University (BS) and New York University School of Law (JD).